Regulatory Compliance Officer Job at Russell Tobin, New York, NY

TURGMjB0OTNPWlNEeCtUU1NBbUxzbmNPOUE9PQ==
  • Russell Tobin
  • New York, NY

Job Description

The Bank Regulatory Compliance Officer will provide advisory and monitoring support on federal and state banking regulations, including BHCA, Reg Y, Reg K, Reg D, and Reg W. The role supports business areas such as Global Banking Americas (GBA), Asset Liability Management and Treasury (ALMT), and the US Branch network.

Key Responsibilities:

  • Advise on compliance policies and regulatory changes affecting GBA and ALMT.
  • Support new product and activity reviews for compliance alignment.
  • Monitor US investment activities and ensure compliance with regulations.
  • Maintain oversight frameworks for BHCA, Reg Y, Reg K, and Reg W.
  • Coordinate internal reviews and regulatory examinations.
  • Update and manage compliance policies and procedures.
  • Provide compliance training and support to assigned business areas.
  • Assist in regulatory reporting and project work.

Required Qualifications:

  • 10+ years in Compliance/Regulatory within wholesale banking.
  • In-depth knowledge of U.S. banking regulations for foreign branches.
  • Experience in structured finance, treasury activities, and transaction monitoring.
  • Strong communication, organizational, and analytical skills.
  • Proficient in MS Office, PowerBI, and SharePoint.

Preferred Qualifications:

  • Experience with securities and broker-dealer compliance.

***Pay Rate- $58 - $60/hour

Russell Tobin offers eligible employee's comprehensive healthcare coverage (medical, dental, and vision plans), supplemental coverage (accident insurance, critical illness insurance and hospital indemnity), 401(k)-retirement savings, life & disability insurance, an employee assistance program, legal support, auto, home insurance, pet insurance and employee discounts with preferred vendors.

Job Tags

Similar Jobs

BizTek People

Customer Service - Bilingual Japanese Job at BizTek People

 ...Job Opportunity Global Custodian Bank seeks a bilingual Japanese Customer Service contractor in New York for the assignment till December. This role will serve as the primary liaison to all clients for the Bank's Global Custody Website. This role requires reading... 

The Little Gym International

Special Events Coordinator & Sales Manager Job at The Little Gym International

 ...a ton of fun, you may be the person we are looking for! What We Expect From You Lead/Assist amazing Birthday Parties and special events based on our proven curriculum and teaching method (dont worry, well teach you how!) Manage grassroots community events and... 

Wells Fargo

Lead specialty software engineer multiple Job at Wells Fargo

 ...At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Help us build a better Wells Fargo. It all begins with outstanding... 

Center on Aging and Health

CNA Job at Center on Aging and Health

 ...CENTER ON AGING AND HEALTH is looking for Part-Time CNAs. We are currently looking for Certified Nursing Assistants who can complement our current Nursing Staff. The Certified Nursing Assistant (CNA) is responsible for providing assistance to the professional staff.... 

Dietzler Construction Corporation

Concrete Finisher Job at Dietzler Construction Corporation

 ...Concrete Finisher The Concrete Finisher is responsible for finishing concrete pours and other laborer requirements associated with the process. Benefits offered: ~ Highly competitive pay ~ Health insurance, including medical, dental and vision options ~4...